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Ours is a regulated environment that is changing rapidly. Financial institutions, products and services are subject to oversight of statutory jurisdictions, rating agencies and securities regulators. Practitioners in these settings are subject to statutory and professional oversight.
Further, as pace of innovation and press of competition force change in regulatory framework, the result is greater independence for institutions and practitioners, more blurring of lines separating insurance and securities, and increased reliance on providers of products and services for compliance with standards of practice and financial reporting.
ASI provides clients with a unique combination of marketplace awareness, innovative products and services, and the oversight context in which these services exist. ASI is uniquely positioned to interpret circumstances involving regulatory matters and to provide solutions based on the perspective of a knowledgeable third party. Our services are broadly described in four categories:
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Regulatory